SEC targets 20-year-old rule standing between Wall Street and blockchain trading
The Securities and Exchange Commission (SEC) is moving to dismantle a stock-trading rule that has governed Wall Street for two ...
Friday, June 19, 2026
Tag: SEC
SEC to RIAs: You also have to worry about cash sweeps
As lawsuits keep piling up against brokerage firms over their "cash sweeps" policies, the SEC is reminding RIAs of their ...
OpenAI files confidential SEC S-1 paperwork for IPO
ChatGPT maker OpenAI filed preliminary paperwork that would open the door to it becoming a publicly traded company, the third in a ...
SEC Draft Plan Would Curb Enforcement Reach and Cement Atkins’s Crypto Turn
The US Securities and Exchange Commission (SEC) has put its turn under Chairman Paul Atkins into writing, publishing a draft ...
SEC Charges Texas Man With $12.3M Crypto Fraud Using Fake AI Trading Bots
The Securities and Exchange Commission has charged a Texas man with running a crypto fraud scheme that raised $12.3 million ...
SEC Holds Back Tokenized Equity Rules Over Regulatory Concerns
The U.S. Securities and Exchange Commission (SEC) has postponed plans to develop rules for trading tokenized stocks in the country. ...
SEC delays plan providing crypto firms exemptions to trade tokenized versions of stocks (BITW:NYSEARCA)
May 22, 2026, 3:21 PM ETBitwise 10 Crypto Index Fund ETF (BITW), BITQ, FDIG, STCE, AIQ, AIEQ, AIPI, GDLC, BLOX, ...
Implications Of The SEC Proposal(s) For New $1B AUM Threshold(s) For Small Entities And Federal Registration
An important (albeit time-consuming) part of running an RIA is fulfilling the compliance obligations required by the firm's regulator(s). Currently, ...
U.S. SEC Delays Prediction Market ETF Launches Again Amid Extended Review
The U.S. Securities and Exchange Commission (SEC) has again delayed the launch of the prediction market ETFs, seeking more time ...
Kalshi traders confident SEC will end mandatory quarterly earnings reports
An exterior view of the U.S. Securities and Exchange Commission (SEC) headquarters in Washington.Jonathan Ernst | ReutersPrediction markets traders are ...
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