Tag: SEC

Rocketed by a flurry of enforcement actions at the tail end of the Biden Administration, SEC penalties more than doubled ...

NEW YORK, April 7 (Reuters) - Gautam Adani, India's second richest person, will ask a ‌U.S. judge to dismiss the ...

Jay Clayton said regulators would likely examine the unusual burst of trading activity early Monday that preceded a market-moving social ...

Key insight: Ally's cash-enhanced accounts were engineered so that the company could make up revenue that it lost from not ...

The SEC has settled for $5 million in a landmark court case that had previously walloped Commonwealth Financial Network with ...

Nasdaq will integrate Talos’ digital asset infrastructure into its Calypso and Trade Surveillance platforms. The move aims to bring tokenised ...

More than a year into the second Trump administration, which kicked off with a flurry of anti-diversity, equity and inclusion ...

Evernorth is advancing a billion-dollar XRP treasury strategy toward a Nasdaq listing, backed by Ripple and structured to deliver regulated, ...

Most crypto assets are not securities, according to new guidance jointly issued by the U.S. Securities and Exchange Commission (SEC) ...

The US Securities and Exchange Commission has agreed to dismiss its civil fraud lawsuit against Nader Al-Naji, the founder of ...