Judge tosses UBS’ attempt to have $1M arbitration award quashed
A federal judge has rejected UBS' longshot attempt to have overturned a $1 million penalty FINRA arbitrators awarded a broker ...
Tuesday, May 5, 2026
Tag: arbitration
Dynasty accuses Merrill of ‘bad faith’ in fight over FINRA arbitration
Dynasty Financial Partners accused Merrill of acting in "bad faith" in a court filing Thursday in an escalating legal dispute ...
Citi says Sieg targeted by harassment claims to avoid arbitration
Citi is snapping back at a discrimination lawsuit, saying a former executive has accused wealth head Andy Sieg of sexual ...
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