NASAA asks states to eliminate conflicts with SEC’s new marketing rule
Even as advisors take advantage of an SEC rule that allows them to use client testimonials as part of their ...
Wednesday, May 20, 2026
Tag: conflicts
The Conflicts With This Iran War
QUESTION: Is it true that the Shia of Iran consider women to be animals? Should we not destroy that government? ...
Landmark crypto bill clears Senate hurdle but Democrats withhold support over lack of ‘gryfto’ rules to prevent Trump family conflicts of interest
On Thursday, the Senate Agriculture Committee advanced legislation that would provide far-reaching regulation for the crypto industry, though the vote ...
Why (Most) Advisors Shouldn’t Serve As Clients’ Trustees: Ethical Conflicts, Dual Fiduciary Duties, And The SEC Custody Rule
Financial advisors are used to having close and trusting relationships with their clients, given the advisor's involvement in the intimate ...
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