UBS executives recently said that changes to their firm’s compensation policies would most likely cause some advisors to make an exit this year.
That prediction continued to bear out this week with a large UBS team pulling up stakes to jump to RBC. Meanwhile, both Arax Investment Partners’ Ashton Thomas Private Wealth and LPL Financial scored recruiting wins. And Citi filled out its executive ranks with a hire from Merrill. Read about it below.
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