Speaking to analysts last week, Raymond James CEO Paul Shoukry said his firm is recruiting advisors at a clip not seen since the financial collapse of 2008.
At least 21 of those new recruits have been pulled from Commonwealth Financial Network ahead of its purchase by LPL Financial. This week, Raymond James also announced it recruited a team from Wells Fargo.
Read about that and other notable moves, deals and more below.
Raymond James is expanding its investment banking capabilities with the launch of a dedicated employee stock ownership plan (ESOP) advisory...
Most RIA mission statements espouse core fiduciary tenets like integrity, excellence, putting clients first and delivering unbiased advice. Indeed, such...
Financial advisors who want clients and prospects to commit fully to the planning process need to secure buy-in from the...
In a sudden turn in a long-running case, the SEC has decided to settle a lawsuit over mutual fund recommendations...
For years, customer relationship management (CRM) systems have been the backbone of advisors' tech stacks.That primacy is now being questioned...
NewEdge Capital Group is building out its channel for RIAs with a mammoth 24-person team pulled from Ameriprise.Processing ContentClearTrust Wealth...
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